LOANS & SERVICES

Advisor Business Lending

If your title sounds like one of these:

  • Investment Advisor

  • Wealth Manager

  • Financial Advisor

  • Insurance Broker

  • Estate Planning Advisor

  • Tax Advisor

  • Certified Financial Planner (CFP)

  • Registered Investment Advisor (RIA)

  • Certified Public Accountant (CPA)

  • Personal Financial Specialist (PFS)

  • Chartered Financial Analyst (CFA)

Or any of these certifications:

  • Certified Financial Planner (CFP)

  • Registered Investment Advisor (RIA)

  • Wealth Manager

  • Financial Advisor

  • Insurance Broker

  • Certified Public Accountant (CPA)

  • Personal Financial Specialist (PFS)

  • Chartered Financial Analyst (CFA)

  • Certified Fund Specialist (CFS)

  • Chartered Financial Consultant (ChFC)

  • Retirement Income Certified Professional (RICP)

  • Certified Divorce Financial Analyst (CDFA)

  • Estate Planning Advisor

  • Tax Advisor

  • Certified Trust and Financial Advisor (CTFA)

  • Investment Advisor Representative (IAR)

  • Financial Risk Manager (FRM)

  • Chartered Life Underwriter (CLU)

  • Accredited Investment Fiduciary (AIF)

  • Certified Insurance Counselor (CIC)

  • Certified Annuity Specialist (CAS)

  • Certified Estate Planner (CEP)

  • Certified Retirement Counselor (CRC)

  • Accredited Asset Management Specialist (AAMS)

  • Chartered Portfolio Manager (CPM)

  • Certified Private Wealth Advisor (CPWA)

  • Master Financial Planner (MFP)

Or if you have any of these licenses:

  • Series 7: General Securities Representative

  • Series 6: Investment Company and Variable Contracts Products Representative

  • Series 66: Uniform Combined State Law Examination

  • Series 63: Uniform Securities Agent State Law Examination

  • Series 65: Uniform Investment Adviser Law Examination

  • Series 26: Investment Company Products/Variable Contracts Limited Principal Examination

  • Series 24: General Securities Principal Examination

  • Series 27: Financial and Operations Principal Examination

  • Series 28: Introducing Broker/Dealer Financial and Operations Principal Examination

  • Series 22: Direct Participation Programs Limited Representative Examination

  • Series 82: Private Securities Offerings Representative Examination

  • Series 79: Investment Banking Qualification Examination

  • Series 72: Government Securities Representative Examination

  • Series 57: Securities Trader Qualification Examination

  • Series 55: Equity Trader Limited Representative Examination

  • Series 54: Municipal Advisor Representative Examination

  • Series 53: Municipal Securities Principal Examination

  • Series 52: Municipal Securities Representative Examination

  • Series 51: Municipal Fund Securities Limited Principal Examination

  • Series 42: Registered Options Principal Examination

  • Series 40: Registered Options Representative Examination

  • Series 30: NFA Branch Manager Examination

  • Series 27/28: Financial and Operations Principal Limited Representative / Exam Waiver

  • Series 20: Registered Options Principal Examination (Limited Principal)

  • Series 17: Limited Registered Representative Examination

  • Series 16: Supervisory Analyst Examination

  • Series 14: Compliance Official Qualification Examination

  • Series 12: NYSE Branch Manager's Examination

  • Series 11: Assistant Representative - Order Processing Exam / Order Processing Assistant Representative Exam Part I and II

  • Series 10: General Securities Sales Supervisor - Options Module Examination

  • Series 9/10: General Securities Sales Supervisor and Registered Options Principal (Options) Examination

  • Series 8: NYSE Branch Manager's Qualification Examination

If you are mocked because of loan size:

We know a lot of advisors get treated like the bank is doing them a big favor to consider their small (under $250K) loan. While our average loan size hovers around $1 million, it is because we take on any advisor loan at $100,000 or more. You won’t tell the difference in your service whether you have a $100K or $1M+ loan, we’re going to take care of you.

If you are are a W2 advisor:

A lot of lenders don’t want to touch startup owners in any industry, more-or-less in wealth management. For lenders offering these loans, there are a few very different options available. Make sure you speak with us to know if you know all of your available options.